REGULATORY HELP
Broker LogiQ can provide tremendous value when it comes to educating brokers and salespeople about regulatory compliance. Such services include, but are not limited to, the training of licensees on compliance relating to disclosure, various transaction activities, retention of documents, required reporting to RECO and FINTRAC , advertising disclosure, trust fund handling, broker controlled activities and broker supervision. As to the latter, Broker LogiQ can assist brokers with the creation and establishment of policies, procedures, and practices which meet statutory requirements.